2005 State Special Education Outcomes:
Steps Forward in a Decade of Change


Published by the National Center on Educational Outcomes

November 2005

Prepared by Sandra Thompson, Christopher Johnstone, Martha Thurlow, and Jason Altman


Any or all portions of this document may be reproduced and distributed without prior permission, provided the source is cited as:

Thompson, S. J., Johnstone, C. J., Thurlow, M. L., & Altman, J. R. (2005). 2005 State special education outcomes: Steps forward in a decade of change. Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes. Retrieved [today's date], from the World Wide Web: http://education.umn.edu/NCEO/OnlinePubs/2005StateReport.htm/


Table of Contents

The Mission of the National Center on Educational Outcomes
Acknowledgments
State Directors of Special Education
Executive Summary
Overview of 2005 Survey
Participation and Performance
Accommodations
Alternate Assessments
Emerging Practices
Current and Emerging Issues
Preferred Forms of Technical Assistance
References
Appendix A: Working Definitions of Students with the "Most Significant Cognitive Disabilities"
Appendix B: Examples of Current and Emerging Issues


The Mission of the National Center on Educational Outcomes

NCEO is a collaborative effort of the University of Minnesota, the National Association of State Directors of Special Education (NASDSE), and the Council of Chief State School Officers (CCSSO). NCEO provides national leadership in assisting state and local education agencies in their development of policies and practices that encourage and support the participation of students with disabilities in accountability systems and data collection efforts.

NCEO focuses its efforts in the following areas:

  • Research on the participation and performance of students with disabilities in state and national assessments and other educational reform efforts.

  • Dissemination and Technical Assistance through publications, presentations, technical assistance, and other networking activities.

  • Collaboration and Leadership to build on the expertise of others and to develop leaders who can conduct needed research and provide additional technical assistance.

The Center is supported primarily through a Cooperative Agreement (#H326G000001) with the Research to Practice Division, Office of Special Education Programs, U.S. Department of Education. Additional support for targeted projects, including those on limited English proficient students, is provided by other federal and state agencies. The Center is affiliated with the Institute on Community Integration in the College of Education and Human Development, University of Minnesota. Opinions or points of view expressed within this document do not necessarily represent those of the Department of Education or the Offices within it.

National Center on Educational Outcomes
350 Elliott Hall
75 E. River Road
Minneapolis, MN 55455
612/626-1530 • Fax: 612/624-0879 • http://www.nceo.info

The University of Minnesota is an equal opportunity educator and employer.

NCEO Staff
Deb Albus
Christopher Johnstone
Jane Krentz
Kristi Liu
Ross Moen
Michael Moore
Rachel Quenemoen
Dorene Scott
Sandra Thompson
Martha Thurlow, Director


Acknowledgments

With the collective efforts of State Directors of Special Education, we are able to report on the activities of all 50 states and six of eleven federally funded entities (unique states). Because of the thoughtful and knowledgeable responses of the directors and their designees who completed this survey, we are able to share new initiatives, trends, accomplishments, and emerging issues during this important period of education reform. The purpose of this report is to make public the trends and issues facing states, as well as the innovations states are using to meet the demands of Federal legislation. We appreciate the time taken by respondents to gather information from people outside of special education, and we hope that this collaborative effort provided an opportunity to increase awareness within and across state programs and departments.

For their support, special thanks go to:

  • Dave Egnor and Lou Danielson, of the Office of Special Education Programs in the U.S. Department of Education (OSEP);
  • David Malouf, formerly with OSEP, now with the Institute of Education Science in the U. S. Department of Education;
  • Eileen Ahearn, of the National Association of State Directors of Special Education;
  • Michael Moore, online survey designer and communications director for the National Center on Educational Outcomes; and Khoa Vang, student assistant.

2005 State Special Education Outcomes was prepared by Sandra Thompson, Christopher Johnstone, Martha Thurlow, and Jason Altman.


State Directors of Special Education

ALABAMA
Mabrey Whetstone

ALASKA
Art Arnold

ARIZONA
Joanne Phillips

ARKANSAS
Marcia Harding

CALIFORNIA
Alice Parker

COLORADO
Lorrie Harkness

CONNECTICUT
George Dowaliby

DELAWARE
Martha Toomey

FLORIDA
Bambi Lockman

GEORGIA
Marlene Bryar

HAWAII
Paul Ban

IDAHO
Jana Jones

ILLINOIS
Chris Koch

INDIANA
Robert Marra

IOWA
Lana Michelson

KANSAS
Zoeann Torrey

 

KENTUCKY
Judy Mallory

LOUISIANA
Virginia Beridon

MAINE
David Stockford

MARYLAND
Carol Ann Baglin

MASSACHUSETTS
Marcia Mittnacht

MICHIGAN
Jacquelyn Thompson

MINNESOTA
Norena Hale

MISSISSIPPI
Melody Bounds

MISSOURI
Melodie Friedebach

MONTANA
Robert Runkel

NEBRASKA
Gary Sherman,

NEVADA
Frankie McCabe

NEW HAMPSHIRE
Virginia O'Brien Irwin

NEW JERSEY
Barbara Gantwerk

NEW MEXICO
Steve Oldroydh

NEW YORK
Rebecca Cort

 

NORTH CAROLINA
Mary Watson

NORTH DAKOTA
Robert Rutten

OHIO
Mike Armstrong

OKLAHOMA
Misty Kimbrough

OREGON
Nancy Latini

PENNSYLVANIA
Linda Rhen

RHODE ISLAND
Thomas DiPaola

SOUTH CAROLINA
Susan DuRant

SOUTH DAKOTA
Michelle Powers

TENNESSEE
Joseph Fisher

TEXAS
Eugene Lenz

UTAH
Karl Wilson

VERMONT
Karin Edwards

VIRGINIA
Doug Cox

WASHINGTON
Doug Gill

WEST VIRGINIA
Lynn Boyer

 

WISCONSIN
Stephanie Petska

WYOMING
Nance Shelsta


AMERICAN SAMOA
Moeolo Vaatausili

BUREAU OF INDIAN AFFAIRS
Gloria Yepa

DEPARTMENT OF DEFENSE
Lorie Sebestyen

DISTRICT OF COLUMBIA
Ray Bryant

GUAM
Vince Leon Guerrero

MARIANA ISLANDS
Joanne Nicholls

MARSHALL ISLANDS
Kanchi Hosia

MICRONESIA
Makir Keller

PALAU
Evans Imetengel

PUERTO RICO
Sonia Rosario

U.S. VIRGIN ISLANDS
Carrie S. Johns

These were the state directors of special education in May 2005 when the survey was verified.


Executive Summary

This report summarizes the tenth survey of state directors of special education by the National Center on Educational Outcomes (NCEO) at the University of Minnesota. Results include all 50 states and six of the eleven federally funded entities (unique states). The purpose of this report is to provide a snapshot of the new initiatives, trends, accomplishments, and emerging issues during this important period of education reform as states document the academic achievement of students with disabilities during standards-based reform.

States continue to work on the participation of students with disabilities in state assessments. The calculation of participation rates is based on different denominators in different states. Most states use either the number of students with disabilities enrolled within a month of the test or the number of students with disabilities counted on test day, yet some still use the number of students tested or the enrollment on December 1. Use of accommodations is also documented in some way by every state.

The report contains good news: the number of students with disabilities achieving proficiency on state accountability tests is increasing. Most states now have at least three years of trend data and enough evaluation data to be able to attribute increased proficiency to several positive efforts by schools and districts. There have been many changes during the past two years as increasing numbers of students receive the instruction they need to meet grade level proficiency.

When states were asked which factors contributed to positive trends found in the survey, at least half of the states credited the following six factors:

·         Clearly communicated participation policy

·         Better alignment of IEPs with standards

·         Improved professional development

·         Development and provision of accommodation guidelines and training

·         Increased access to standards-based instruction

·         Improved data collection

Updates on alternate assessments show continued evolution in various aspects, from the approach itself, to the content, setting of standards, and the scoring criteria that are used. Areas of emerging practice include for a few states item analyses and disaggregating assessment results by English language learners. For about half the states, emerging practice includes field testing in alternate formats and disaggregating assessment results by disability category. Nearly all of the states are conducting further work in the area of universally designed assessments.


Overview of 2005 Survey

This report marks the tenth time over the past 14 years that the National Center on Educational Outcomes (NCEO) has collected information from state directors of special education about the participation and achievement of students with disabilities during standards-based reform. As this survey reached final preparation, the government reauthorized the Individuals with Disabilities Education Act (IDEA). As in 1997, IDEA 2004 requires states to report the number of students with disabilities who participate in state assessments. Likewise, the No Child Left Behind Act of 2001 (NCLB) requires the reporting of participation rates by subgroup, including students with disabilities.

We are able to report, for the first time, that the number of students with disabilities achieving proficiency on state tests for accountability is improving. Most states now have at least three years of performance data and enough evaluation data to be able to attribute increased proficiency to several positive efforts by schools and districts. This report begins with descriptions of trends in participation and performance and then, as in past years, takes a careful look at accommodations use, alternate assessment, emerging practices and issues, and technical assistance needs. Readers will see many changes during the past two years as increasing numbers of students receive the instruction they need to meet grade level proficiency and as states and districts continue to strive to meet goals for adequate yearly progress (AYP) as required by the No Child Left Behind Act of 2001. One of the greatest improvements is the increased trend toward proficiency on state assessments by students with disabilities. At least half of the states attribute these positive trends to six factors:

·         Clearly communicated participation policy

·         Better alignment of IEPs with standards

·         Improved professional development

·         Development and provision of accommodation guidelines and training

·         Increased access to standards-based instruction

·         Improved data collection

There is no doubt that difficult issues remain, but progress over the past two years has been strong and positive, providing hope for the same in the future.


Participation and Performance

The 2004 Individuals with Disabilities Education Improvement Act requires states to report the number of students with disabilities who participate in state assessments. Likewise, the No Child Left Behind Act of 2001 (NCLB) requires the reporting of participation rates by subgroup, including students with disabilities. In this survey, NCEO asked states how students were included in 2003-2004 state assessment accountability reports for NCLB.

States responded that they include students with disabilities in their participation reports in different ways, depending on whether they are: students who do not participate in state assessments in any way (e.g., absent on test day, parent refusal, hospitalized); students who attended (sat for) assessments, but did not complete enough items to score; students who used invalid accommodations (e.g., non-standard, modifications); or students who tested at a lower grade than their level of enrollment. Table 1 demonstrates the ways in which states count students in these categories.

Table 1: Reporting Practices for Counting Students as Assessment Participants

 

 

 

Not Counted as Participants, Received No Score 

Counted as Participants, Received No Score

Counted as Participants, Received Score of Zero or Lowest Proficiency Level

Earned Score is Counted as Valid

 

Other

Students who did not participate in state assessments in any way (e.g., absent on test day, parent refusal)

Regular States

35

4

7

0

3

Unique States

3

0

0

0

3

Students who attended (sat for) assessment, but did not complete enough items to score

Regular States

6

17

21

5

1

Unique States

0

1

1

1

3

Students who used invalid accommodations (e.g., non-standard, modifications)

Regular States

8

7

17

6

12

Unique States

0

1

2

0

3

Students who tested at a lower grade than their level of enrollment Regular States

2

2 11 10 24
Unique States 0 0

1

1 2

 

The majority of states (n=35, 70%) do not count students who did not participate in the state assessment at all, and give them no score. Other states count non-participating students but give them no score (n=4, 8%), or count students as participants and score them at the lowest proficiency level or a score of zero (n=7, 14%).

Reporting practices differ among states for students who attended (sat for) an assessment but did not complete enough items to score. Twenty-one states count students as participants and score them at the lowest proficiency level or give them a score of zero (42%), and 17 states count these students as participants and give them no score (34%).

Students who use accommodations defined as “invalid” (e.g., read aloud accommodation on a reading test, calculator accommodation on a portion of a mathematics test that does not allow calculators) are also counted in varied ways. States most often count these students as participants but give them no score (n=7, 14%), or a score of zero or the lowest proficiency level (n=17, 34%). Twelve state directors (24%) report that their state does not allow “invalid” accommodations; therefore, they do not consider reporting issues. Other states noted that students who use invalid accommodations are not counted as participants (n=8, 16%).

A practice in some states is to test students on content outside of their current grade level. Twenty-five states (50%) report that they currently allow out-of-level testing. Among states that do allow students to be tested at a grade level lower than their grade of enrollment, approximately half count students as participants and give a score of zero or the lowest proficiency level (n=11, 22%). Of the rest, most states count the earned score as valid (n=10, 20%). Unique states count students in proportions similar to those of regular states.

Rate Calculation
In 2005, NCEO asked state directors how they determine the participation rates for students with disabilities in state assessments. The answers reflecting state methods for counting participation are shown in Figure 1. A number of states (n=19, 38%) take the number of students with disabilities tested divided by the total number of students enrolled within a month of the test. However, responses to this question varied widely, representing the diversity of approaches that states use to report participation of students with disabilities in large-scale assessments. Some states arrive at a participation rate by dividing the number of students tested by the number of students counted on test day (n=11, 22%), while others divide valid test results by the number of students tested (n=7, 14%), and others divide the number of students tested by the number of students enrolled on December 1 (n=3, 6%). Unique states also use a variety of formulae for calculating participation rates. 

Figure 1. Regular and Unique State Participation Rate Formulae for Students with Disabilities

Nine states do not use any of the formulae for calculating participation rates that were provided as prompts in the NCEO survey. In these states, directors chose “other” as a survey response, and reported a number of ways participation rates are determined. Within this category, states vary in how to count the number of students tested (the numerator), and the total number of students (the denominator). For example, one state reports the number of students with disabilities with valid test results divided by the number of students reported by the December 1 special education child counts. Another state takes the number of test takers with disabilities tested divided by the number of students with disabilities enrolled as of the 4th Friday in September of that school year. Finally, one state director confidently reports that the participation rate is always 100 percent because all students are tested.

 

Performance Trends
In 2003, NCEO asked state directors about the consequences of inclusive assessment and accountability. This year we took the most common responses from that question and an open-ended question on trends in achievement and asked new questions. Did states have data showing trends over the past three years in the achievement of students with disabilities on state tests? If they did have trend data, to what did they attribute the trends? Nearly all states are now able to document trends across at least three years in the state assessment performance of students with disabilities (n=44, 88%). In 2005, not one director in a regular state reported a decrease in the percent of students with disabilities achieving proficiency, though one state reported an increase in proficiency in some areas and a decrease in others. Figure 2 shows the results. Half of the unique states surveyed could not document trend data at the current time. Two unique states reported an increase in the number of students achieving proficiency.

Figure 2. Trends in Achievement for Students with Disabilities (Percentage of Regular States)


Several state directors submitted comments on current trends in assessment. One director stated, “Fluctuations exist across all five tests and across the grade levels tested.” According to another state director, “The trend is more toward improved performance scores overall; the numbers of students achieving proficiency, although increasing a little, remains low.”

As noted in previous NCEO Surveys of State Directors of Special Education (Thompson & Thurlow, 2001, 2003), inclusive assessment and accountability are critical areas of information for states. As shown in Figure 3, at least half of the states attributed positive trends in performance to each of these six factors:

·         Clearly communicated participation policy (n=36, 72%)

·         Better alignment of IEPs with standards (n=32, 64%)

·         Improved professional development (n=28, 56%)

·         Development and provision of accommodations guidelines and training (n=27, 54%)

·         Increased access to standards-based instruction (n=26, 52%)

·         Improved data collection (n=26, 52%)

In addition to the attributes listed in Figure 3, state directors made these comments:

“We are in the early stage of development. With implementation of a new [statewide] test, we will need to re-examine this question as we observe emerging patterns under new test program. Most of [the] current change is probably due to increasing public awareness of expectation and consequences.”

 “Concurrent to general trends in improved student achievement, most of our students with disabilities are served in general education environments. Achievement has generally improved for all students.”

Fifteen state directors indicated that avoidance of NCLB consequences was partially responsible for current trends (30%). Far fewer state directors selected negative attributes than positive. Four state directors expressed concern that students with disabilities may not be able to reach proficiency on a state’s general assessments (8%).

Figure 3. Perceived Causes of Achievement Trends


Accommodations

All states now document accommodations use on test day, although with different levels of specificity. This is a major change in the past few years.  In the report, 2001 State Special Education Outcomes, 21 states reported that they did not document the use of accommodations on state assessments at the state level. This number decreased to three states in 2003.

Table 2 shows the ways that states document accommodation use in 2005. Approximately half of the regular states (n=26, 52%) and fewer of the unique states (n=2, 18%) mark specific accommodations on the test or response form, whereas only 16% of the regular states and no unique states mark only “standard” or “nonstandard.” This is a contrast to 2003 results, where 15 states (30%) indicated they documented accommodations in the dichotomous (standard/nonstandard) form.

Table 2. State Documentation of Assessment Accommodations Use

State

Test/Response Form Has Space to Mark Specific Accommodations

Test/Response Form Has Space to Mark Non-Specific Accommodations

Test/Response Form Has Space to Mark Standard or Non-Standard Accommodations

Local Documentation of Use Only

Other

Alabama

 

 

 

 

Alaska

 

 

 

 

Arizona

 

 

 

 

Arkansas

 

 

 

 

California

 

 

 

 

Colorado

 

 

 

 

Connecticut

 

 

 

 

Delaware

 

 

 

 

Florida

 

 

 

 

Georgia

 

 

 

 

Hawaii

 

 

 

 

Idaho

 

 

 

 

Illinois

 

 

 

 

Indiana

 

 

 

 

Iowa

 

 

 

 

Kansas

 

 

 

 

Kentucky

 

 

 

 

Louisiana

 

 

 

 

Maine

 

 

 

 

Maryland

 

 

 

 

Massachusetts

 

 

 

 

Michigan

 

 

 

 

Minnesota

 

 

 

 

Mississippi

 

 

 

 

Missouri

 

 

 

 

Montana

 

 

 

 

Nebraska

 

 

 

 

Nevada

 

 

 

 

N. Hampshire